Compliance

Why Plan Sponsors Should Form Retirement Committees?

Retirement Committees

Do 401k or 403b plans have to form a committee to oversee their organization’s retirement plan? The answer is no but here’s why they should. Group decision making will ...

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Cheaper Isn’t Always Better – But a Prudent Process Is.

Cheaper isn't better

Cheaper Isn’t Always Better – But a Prudent Process Is. While assessing the current state of the defined contribution retirement landscape, there are a number of themes that continuously ...

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Dear Prudence: Why Your Fund Selection Process Matters

Fund Selection Process

Dear Prudence: Why Your Fund Selection Process Matters. A recent article from the Connecticut Post on how a 401(k) plan’s fund lineup gets selected asks some compelling questions off the ...

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Compliance Missteps – Helping Plan Sponsors Steer Clear

Compliance Missteps

Compliance Missteps – Helping Plan Sponsors Steer Clear. Many larger plan sponsors engage a third-party administrator (TPA) or recordkeeper to help them administer their plan in compliance with the ...

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401k Plan Participants: Annual Refresh Help All at Retirement

401k Plan Participants: Annual Refresh

401k Plan Participants: Annual Refresh Helps All at Retirement. The Plan Sponsor University (TPSU) held a Fiduciary Education Program in Glendale, Arizona at Thunderbird School of Global Management.  One ...

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More Fiduciaries, More Litigation Exposure for Plan Sponsors

More fiduciaries, more litigation

More Fiduciaries, More Litigation Exposure for Plan Sponsors. Increasingly, retirement plan sponsors are being sued by plan participants and/or investigated by the DOL for breach of fiduciary duty under ...

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