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Compliance

Ultimate Effect of DOL Fiduciary Rule Years to Come

When the DOL fee disclosure rules 408b2 and 404a5 went into effect in the summer of 2012, many experts predicted an industry upheaval resulting in an onslaught of calls ...

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Temporary Employees Can Throw a Wrench In 401k Plan Testing

401k plan sponsors who contract with third party employers and have temporary or “leased” employees on staff should be aware of these individuals’ potential impact on their retirement plan. ...

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Taking the Pain Out of Hardship Withdrawals

Typically, participants may only withdraw funds from their retirement savings without incurring a tax penalty in three scenarios: when they retire, at age 59 1/2, or if the plan ...

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