Compliance

Late Deferral Deposits: A DOL Hot Spot

Late Deferral Deposits

Late Deferral Deposits:  A DOL Hot Spot by Ilene Ferenczy Situation:  Jonathan, the head of his employer’s Retirement Plan Committee, makes sure that the salary deferrals removed from the ...

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Should We Get a 3(16) Administrator?

3(16) Plan Adiministrator

Should We Get a 3(16) Administrator? by Ilene Ferenczy See if this describes you: I feel like my company’s 401(k) plan is running me, rather than the other way ...

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THE EVER-EVOLVING LANDSCAPE OF ERISA LAWSUITS

ERISA LAWSUITS

The Ever-Evolving Landscape of Erisa Lawsuits. A rash of recent class action lawsuits has rattled defined contribution (DC) plans across the United States. More than ever, there’s a clear ...

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Investment Committee: What Needs to be Pondered

Plan Participants

Investment Committee: What Needs to be Pondered. Plan Sponsors are charged with the responsibility to oversee investments in any tax-qualified Retirement Plan, including participant-driven 401k Plans When tasked with ...

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Dear Prudence: Why Your Fund Selection Process Matters

Fund Selection Process

Dear Prudence: Why Your Fund Selection Process Matters. A recent article from the Connecticut Post on how a 401(k) plan’s fund lineup gets selected asks some compelling questions off the ...

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Compliance Missteps – Helping Plan Sponsors Steer Clear

Compliance Missteps

Compliance Missteps – Helping Plan Sponsors Steer Clear. Many larger plan sponsors engage a third-party administrator (TPA) or recordkeeper to help them administer their plan in compliance with the ...

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