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Compliance

TIAA Sales Practices in Question – NY Times

TIAA Sales Practices

TIAA may be in hot water, according to a recent New York Times article. The New York attorney general has subpoenaed documents and information related to dubious sales practices ...

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Groom Law: Breaking Down Eligible Plan Expenses

  Groom Law: Breaking Down Eligible Plan Expenses. Do you know which expenses are eligible to be paid from the assets of your retirement plan under the Employee Retirement Income ...

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The Importance of a Fiduciary Audit File

Fiduciary Audit File

Fulfilling fiduciary obligations under ERISA for defined contribution plans can seem overwhelming but there are simple steps that can be taken to prepare for an audit and keep the ...

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Experienced Auditor on Your Retirement Plan Makes a Difference

experienced auditor

Having an Experienced Auditor on your Retirement Plan Makes a Difference. During the Fiduciary Education Program delivered by The Plan Sponsor University (TPSU) at Villanova University of greater Philadelphia ...

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401k Plan Participant Beneficiaries are Difficult to Keep Current

401k Plan Participant Beneficiaries

401k Plan Participant Beneficiaries are Difficult to Keep Current. During a recent Fiduciary Education Program at NOVA Southeastern University Health Savings Accounts were discussed a relief mechanism for 401(k) plan ...

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