Drive Engagement in Financial Planning Meetings with Free Food
Drive Engagement in Financial Planning Meetings with Free Food If you’re an employer looking to increase participation in your financial planning meetings, consider offering free...
Committees
Investment Committees, benefits committee, committee structure, members of the committee, committee notes, investment policy statement
Key Takeaways from the 6th Annual RPA Roundtable & Think Tank
At the 6th Annual RPA Broker/Dealer Roundtable held in NYC September 4 and 5, key themes centered on the convergence of wealth management and retirement...
Key Role of Meeting Minutes in Retirement Plan Compliance & Audits
Key Role of Meeting Minutes in Retirement Plan Compliance & Audits Maintaining detailed minutes of committee meetings is essential for companies with retirement plans that...
SECURE 2.0 Expands Sponsors’ Ability to Self-Correct Retirement Plans
Retirement plan compliance is a top priority for employers. However, shifting regulations present challenges for plan sponsors when it comes to maintaining compliance and avoiding...
The Evolving Landscape of the 401(k) Ecosystem
The 401(k) ecosystem is undergoing significant change, driven by small-to-mid-size plan sponsors recognizing the potential of defined contribution plans. As small plans grow and mega...
Embrace Flexibility in Your Retirement Committee Selection
Fred Barstein with Adjunct Lecturer, Rick Unser – Financial Advisor, Creative Planning When forming a retirement committee, embracing creative thinking can yield substantial benefits. A...
5 Tips for a More Effective Retirement Plan Committee
A solid retirement plan committee is key to managing a successful plan that both improves fiduciary governance and serves participants’ best interests. A recent article...
Urgent Shift: Wealth Advisors Target 401(k) Opportunities
In a notable shift, the financial advisory landscape is experiencing a significant change in its approach to defined contribution (DC) plans, particularly 401(k)s. Once considered...
The Workplace: Future Asset Source – Industry Leader Insights
The workplace is poised to emerge as the predominant source of assets in the coming decade, as indicated by influential figures such as Morgan Stanley’s...
The Knowledge Barrier: Impacts on the 401(k) Industry
Knowledge should inform communication; however, while communicating, one must be aware of context, audience, and potential interpretations. Effective communication involves not only sharing information but...
