Regs and Regulators

The Small Plan “Fix” Just Got Expensive

small plan fix

The Small Plan “Fix” Just Got Expensive by Darren Holsey. The IRS Voluntary Correction Program (VCP) allows employers sponsoring retirement plans to correct errors that occurred in the operation of ...

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Nipa News: Pitfalls of Auto-Enrollment

Nipa News: Pitfalls of Auto-Enrollment

NIPA News: Pitfalls of Auto-Enrollment. Like a new shiny toy, when auto-enrollment is implemented by 401k and 403b plan sponsors and their providers, a lot of attention is paid. ...

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6 Common Retirement Plan Committee Pitfalls

Retirement Plan Committee Pitfalls

6 Common Retirement Plan Committee Pitfalls. Retirement plan committees are created with the best of intentions. Unfortunately, however, to paraphrase the inimitable Shakespeare, like true love, ne’er does their course ...

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TIAA Sales Practices in Question – NY Times

TIAA Sales Practices

TIAA may be in hot water, according to a recent New York Times article. The New York attorney general has subpoenaed documents and information related to dubious sales practices ...

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