Recordkeeping

Why Today’s Fintech Record Keepers Are Succeeding Where Others Failed

By / 401(k) Plan Management, 401k Trends, Adaptability, AI, AI for Retirement, Benchmarking & Fees (ERISA, retirement plan), Change, Communication, DC plans, Employee Benefits, evolving and adapting, Financial Wellness, Fintech Record Keepers, Recordkeeping, Regs and Regulators, Retirement Plan Participation
Fintech Record Keepers
Fintech record keepers are gaining serious momentum in the retirement plan industry, raising billions in capital and serving a growing share of defined contribution plans. ...

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Why Advisors and Record Keepers Need to Stop Competing — and Start Collaborating

By / 401(k) Managed Accounts, 401(k) Plan Management, Advisors and Record Keepers Collaborating, collaboration, Communication, Communication, DC plans, Fiduciary, Financial Advisors, Merging Retirement Plan, Plan design, Recordkeeping, Retirement Committee, Retirement Readiness
Advisors Record Keepers Collaboration
Participants in defined contribution plans have more tools than ever — and many still don’t know if they’re on track.  That gap isn’t a technology...

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The Illusion of 401(k)s — And What Comes Next

By / 401k plan, AI, Artificial Intelligence, Authenticity, Benchmarking & Fees (ERISA, retirement plan), Financial Wellness, Improving Outcomes, Participant data, personal financial advice, Plan design, Professional Retirement Plan Fiduciary Services, Recordkeeping, Target Date Fund, Target Date Funds
Illusion
Defined contribution plans like 401(k)s and 403(b)s may appear to be fixed retirement vehicles, but in reality they are constantly shifting collections of individual accounts. ...

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Finding the Middle Path Between Advisors and Record Keepers

By / 401(k) advisor trust, 401(k) Managed Accounts, 401(k) Plan Management, 401k plan, Benchmarking Fees, Changing Recordkeepers, DC Plan Sponsors, Fiduciary, Financial Advisors, Financial Wellness, Investments, participation, Recordkeeping
Middle Path
Growing tension exists between retirement plan advisors and record keepers as both expand into participant financial services.  As defined contribution plan economics tighten — driven...

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When “Co-opetition” Becomes Co-option: Why Advisor Independence Still Matters

By / Advisor Independence, Benchmarking & Monitoring Fees & Partners, Benchmarking Fees, Client connection, Co-opetition, Co-option, collaboration, Communication, competition, DC Plan Sponsors, Fiduciary, Financial Advisors, Financial Wellness, Independence planning, Investments, Recordkeeping, Retirement Committee
Advisor Independence
The relationship between retirement plan advisors and recordkeepers has always involved some natural tension.  But as both sides expand into overlapping territory, plan sponsors need...

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Recordkeeper Switches Can Go Wrong Fast. Is Your Plan Protected?

By / 401(k) Plan Management, benefits committee, Communication, DC Plan Sponsors, DC plans, DOL Guidance, Employee engagement, ERISA Advisory Council, fee lawsuits, fees, Fiduciary, Fiduciary Liability, financial wellness, Improving Outcomes, lawsuits, Lifestyle Benefits, Qualified Advisor, Record Keepers, Recordkeeping, recordkeeping, Retirement Happiness, Retirement Readiness
Recordkeepr
Switching recordkeepers might seem like a straightforward administrative move, but when things go sideways, the consequences can be severe.  A recent lawsuit against a Florida...

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