Conflict of Interest

401(k) Industry at a Crossroads

By Steff Chalk / AI, artificial intelligence, benefits committee, Conflict of Interest, Featured Story - Fred, Fiduciary, Regs and Regulators

401(k) industry practices and keeping an eye toward the future were on the program at the recent WealthManagement.com EDGE conference. As has become customary, the…

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401(k) Plan Litigation Turns Another Page

By Steff Chalk / 401k News, Benchmarking & Monitoring Fees & Partners, benefits committee, Committees, Compliance, Conflict of Interest, courts, Fiduciary, investment comittee, Regs and Regulators, Retirement Committee

401(k) plan litigation in the qualified retirement plan space has been an area of significant growing attention over recent years. Qualified retirement plans designed to…

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ESG Interest and Attention Grows by New Veto

By Steff Chalk / Conflict of Interest, environment, ESG, esg funds, Fiduciary, Fiduciary, Governance, Social

ESG interest and attention seem to have a new friend in the Executive Branch of Government. With the stroke of a presidential-pen, President Biden has…

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Advisor Services are Clouded with a Buyer Beware Attitude

By Steff Chalk / 401k News, benefits committee, Committees, Compensation, Conflict of Interest, DOL, Fiduciary, Financial Wellness

Advisor services seem to be drifting farther away from the ERISA Safety-net that many Plan Sponsors have become accustomed to. In a recent article by…

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