Compliance Video

The Importance of a Fiduciary Audit File: ERISA Obligation

Fiduciary Audit File

The Importance of a Fiduciary Audit File: ERISA Obligation. Fulfilling fiduciary obligations under ERISA for defined contribution plans can seem overwhelming but there are simple steps that can be ...

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Cyber Attacks: What Should Concern Retirement Plan Sponsors

Healthcare costs increase

Cyber Attacks: What Should Concern Retirement Plan Sponsors. Plan sponsors have traditionally focused upon safeguarding the financial assets of retirement plans. Today, there is a new asset that must be ...

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401k Plans Fees are Only Part of the Equation

401k Plan Fees are only Part of the Equation. At the conclusion of a TPSU Fiduciary Education Program, there was an in-depth conversation between Fred Barstein, Founder and CEO of ...

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Fiduciary Risk: What You Don’t Know Can Cost You

fiduciary risk

Many HR and finance people that run their organization’s defined contribution (DC) plan like a 401k or 403b are unaware of the significant fiduciary risk under ERISA. At a ...

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