Fiduciary Responsibility Unclear When Handling Participant Data? Ask the Lawyer By Carol Buckmann Fiduciary responsibility has blurred-lines around the use of participant data. Can your vendors use participant data ...
Read More »Plan Auditors
Retirement Committee Education Can Meet Training Needs – Ask the Lawyer
Retirement Committee Education Can Meet Training Needs By Carol Buckmann Retirement Committee Education can prove to be a priceless asset for your company. Do you serve on your company’s ...
Read More »Retirement Plan Investment Fees Full Disclosure
Retirement Plan Investment Fees More Palatable with Full Disclosure Retirement plan investment fees are more palatable under the guise of full disclosure. When participants understand the plan fees, there ...
Read More »Retirement Plan Leakage a Constant Concern for Plan Sponsors
Retirement Plan Leakage a Constant Concern Retirement Plan Leakage is a constant concern for plan sponsors and industry professionals. When 403b plan and 401k plan participants make withdrawals from ...
Read More »Plan Audit Process Includes 401k Partners
Plan Audit Process Includes 401k Partners Plan Audit processes are required for some 401k plans based upon size or the number of company employees. When it comes to audits, ...
Read More »How to Monitor 401k Plan Vendors: a Confusing Task
How to Monitor 401k Plan Vendors How to monitor 401k plan vendors has grown to become a very confusing task for many plan fiduciaries. At the conclusion of a ...
Read More »How to Oversee 401k Plan Vendors
How to Oversee 401k Plan Vendors How to oversee 401k plan vendors can be a confusing task for many plan fiduciaries. At the conclusion of a Fiduciary Education Program ...
Read More »401k Service Providers Drive Plan Success
401k Service Providers Drive Plan Success 401k service providers are critical to the success of a 401k retirement plan. During a Fiduciary Education Program at Fordham University Fred Barstein, ...
Read More »Fiduciary Training Guidelines Help Fiduciaries with IRS and DOL Audit Questions
Fiduciary Training Guidelines Help Fiduciaries with IRS and DOL Audit Questions Failing to participate in a strong Fiduciary Training Program surfaces as the # 2 Mistake made by Plan ...
Read More »Plan Auditors: Do Your Homework – Not All are Created Equal
Plan Auditors: Do Your Homework – Not All are Created Equal. The Department of Labor wants to make sure plan sponsors are doing proper due diligence when selecting a ...
Read More »