Selecting & Monitoring

The process of conducting periodic due diligence on the performance and fees of an investment. 401k and 403b plans are required to insure that fees are reasonable under section 408b2 and are required to disclose fees to plan participants under 404a5. Defined contribution plans like 401k and 403b are usually advised to create and investment policy statement or IPS which describes the characteristics of the investments that the DC plan should have in their plan against which they can make thoughtful selections and can properly monitor and replace when necessary.

Fiduciary Responsibility Unclear When Handling Participant Data? Ask the Lawyer

Retirement Committee Education

Fiduciary Responsibility Unclear When Handling Participant Data? Ask the Lawyer By Carol Buckmann Fiduciary responsibility has blurred-lines around the use of participant data. Can your…

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Retirement Committee Education Can Meet Training Needs – Ask the Lawyer

Retirement Committee Education

Retirement Committee Education Can Meet Training Needs By Carol Buckmann Retirement Committee Education can prove to be a priceless asset for your company. Do you…

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401k Investment Committee Requirements Are Clear

401k Investment Committee Requirements Are Clear 401k investment committees have a fiduciary responsibility to regularly monitor and periodically evaluate the quality of a plan’s investment…

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Behavioral Finance Investor Bias Can Crush 401k Participants

financial wellness

Behavioral Finance Investor Bias Can Crush 401k Participants Behavioral finance investor bias can decimate the returns of 401k Participants. Behavioral finance investor bias can also…

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