Selecting & Monitoring

The process of conducting periodic due diligence on the performance and fees of an investment. 401k and 403b plans are required to insure that fees are reasonable under section 408b2 and are required to disclose fees to plan participants under 404a5. Defined contribution plans like 401k and 403b are usually advised to create and investment policy statement or IPS which describes the characteristics of the investments that the DC plan should have in their plan against which they can make thoughtful selections and can properly monitor and replace when necessary.

Fiduciary Responsibility Unclear When Handling Participant Data? Ask the Lawyer

By / 3(16) Plan Administrator, 401k Monitoring, Benchmarking & Fees (ERISA, retirement plan), Caselaw, Committees, Compliance, Documents & testing, ERISA Attorneys, ERISA Co-Fiduciaries, Featured Story - Fred, Fiduciary, Financial Advice, Financial Advisors, Investments, Latest Stories, Legislation, Newsletter, Plan Auditors, Record Keepers, Regs and Regulators, Retirement Committee, Retirement Plan Fiduciary, Selecting & Monitoring, Third party administrators
Retirement Committee Education
Fiduciary Responsibility Unclear When Handling Participant Data? Ask the Lawyer By Carol Buckmann Fiduciary responsibility has blurred-lines around the use of participant data. Can your...

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Retirement Committee Education Can Meet Training Needs – Ask the Lawyer

By / 401k Monitoring, Benchmarking Fees, Documents & testing, Education, Featured Story - Fred, Fiduciary, Financial Advice, Investments, Latest Stories, Newsletter, Plan Auditors, Record Keepers, Retirement Committee, Retirement Plan Committee, Retirement Plan Fees, Retirement Plan Fiduciary, Selecting & Monitoring
Retirement Committee Education
Retirement Committee Education Can Meet Training Needs By Carol Buckmann Retirement Committee Education can prove to be a priceless asset for your company. Do you...

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