ESG Rules and Rulings are Fluid – Stay Tuned
Plan Participants Richard Braun an employee at SWAT Environmental, and Frederick Luehrs III, an employee at Petron Corp., have filed suit recently in U.S. District…
Caselaw
Litigation, lawsuits, settlements, US Supreme Court related to 401k and 403b plans. Most common cases have covered excessive fees, company stock, securities lending, and use of proprietary funds.
Broker/Dealers Are living in the Convergence of Wealth and Retirement
Convergence of Wealth and Retirement is gaining momentum. The recently held Fourth Annual Broker/Dealer Roundtable and Think Tank had something for everyone! Not surprising was…
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Retirement Plan Participants and Plan Fiduciaries are Confused
Retirement plan participants and plan fiduciaries at Marsh & McLennan Cos. Inc. and Microsoft Corp., have some things in common these days. At this time,…
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Plaintiff’s Counsel Team Found Jointly & Severally Liable
Just when law firms thought it was safe to fish in the freshly-chummed waters of ERISA Fiduciary lawsuits – large or small, one U.S. District…
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Social Security Bridge Option Helps Improve Retirement Readiness
Social Security Bridge options may be the best new idea for new retirees – since the last Social Security increase! It can immediately make retirement…
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Top 3 Fiduciary Breach Articles of 2021 from 401kTV.com
Fiduciary breach, fees, and litigation issues are a major concerns for retirement plan committees! Fees and litigation also ranked high among 401kTV.com viewers this year. …
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401k Plan Lawsuits Subject to Shifting Standards
401k plan lawsuits have experienced a steady increase. The majority of claims have focused on fee violations, imprudent choices regarding investments or plan design, fiduciary…
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Fiduciary Breach Claims Poised for Procedural Change
Fiduciary breach claims consume a tremendous amount of resources. Can mandatory arbitration between retirement plan sponsors and participants stem the tsunami of fiduciary breach litigation? …
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Fiduciary Liability Insurance Premiums Rising
Fiduciary liability insurance premiums are rising while coverage is getting increasingly more difficult to purchase. Retirement plan committees and sponsors who got renewals for their…
Fiduciary Responsibility Unclear When Handling Participant Data? Ask the Lawyer
Fiduciary Responsibility Unclear When Handling Participant Data? Ask the Lawyer By Carol Buckmann Fiduciary responsibility has blurred-lines around the use of participant data. Can your…
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