Litigation, lawsuits, settlements, US Supreme Court related to 401k and 403b plans. Most common cases have covered excessive fees, company stock, securities lending, and use of proprietary funds.
Convergence of Wealth and Retirement is gaining momentum. The recently held Fourth Annual Broker/Dealer Roundtable and Think Tank had something for everyone! Not surprising was…
Broker/Dealers Are living in the Convergence of Wealth and Retirement Read More »
Retirement plan participants and plan fiduciaries at Marsh & McLennan Cos. Inc. and Microsoft Corp., have some things in common these days. At this time,…
Retirement Plan Participants and Plan Fiduciaries are Confused Read More »
Just when law firms thought it was safe to fish in the freshly-chummed waters of ERISA Fiduciary lawsuits – large or small, one U.S. District…
Plaintiff’s Counsel Team Found Jointly & Severally Liable Read More »
Social Security Bridge options may be the best new idea for new retirees – since the last Social Security increase! It can immediately make retirement…
Social Security Bridge Option Helps Improve Retirement Readiness Read More »
Fiduciary breach, fees, and litigation issues are a major concerns for retirement plan committees! Fees and litigation also ranked high among 401kTV.com viewers this year. …
Top 3 Fiduciary Breach Articles of 2021 from 401kTV.com Read More »
401k plan lawsuits have experienced a steady increase. The majority of claims have focused on fee violations, imprudent choices regarding investments or plan design, fiduciary…
401k Plan Lawsuits Subject to Shifting Standards Read More »
Fiduciary breach claims consume a tremendous amount of resources. Can mandatory arbitration between retirement plan sponsors and participants stem the tsunami of fiduciary breach litigation? …
Fiduciary Breach Claims Poised for Procedural Change Read More »
Fiduciary liability insurance premiums are rising while coverage is getting increasingly more difficult to purchase. Retirement plan committees and sponsors who got renewals for their…
Fiduciary Responsibility Unclear When Handling Participant Data? Ask the Lawyer By Carol Buckmann Fiduciary responsibility has blurred-lines around the use of participant data. Can your…
Fiduciary Responsibility Unclear When Handling Participant Data? Ask the Lawyer Read More »
401k Court Cases Wake Up Call for Plan Sponsors by Steff Chalk 401k court cases have been noticed by many plan sponsors over recent years. …
TRAU, Inc. and its affiliates TPSU and 401kTV do not provide investment, legal, tax or accounting advice. 401kTV readers and viewers should consult their legal and tax advisors for guidance. All materials, including but not limited to articles, directories, photos, videos, graphics etc., on this website are the sole property of TRAU, Inc. and are intended for educational purposes only. We do encourage your sharing 401kTV content with Plan Sponsors; however, unauthorized use of any and all materials is prohibited/restricted.
Permission to use any of the materials, etc. on any of this site or affiliate websites may be requested in writing at Webmaster@401ktv.com and may be granted in writing on a case by case basis. Use of all editorial content without permission is strictly prohibited.
