Allianz Ad

Caselaw

401k Lawsuits: A Big and Booming Industry

Perhaps adding fuel to the fire, the Wall Street Journal (subscription required) highlighted the rash of lawsuits filed against 401k and 403b plan sponsors and providers. With lawsuits now ...

Read More »

The Upside of 401k and 403b Lawsuits

While it might be sacrosanct to even mention that lawsuits might actually be benefiting defined contribution plan participants like the recent Pension & Investments editorial suggested, it’s hard to ...

Read More »

Who’s Responsible for Keeping Retirement Plan Records?

Who’s ultimately responsible for retention of retirement plan records: the sponsor, or the participant? It’s an interesting conundrum. In a recent case, the 9th U.S. Circuit Court of Appeals ...

Read More »

Duke and Emory 403b Lawsuits Moving Forward

Two of the 12 lawsuits against prominent US universities are moving ahead based on rulings by federal judges in the cases against Duke and Emory. The lawsuits alleged excessive ...

Read More »