Allianz Ad

Compliance Video

Fiduciary Risk: What do you Don’t Know Can Cost You

fiduciary risk

  Many HR and finance people that run their organization’s defined contribution (DC) plan like a 401k or 403b are unaware of the significant fiduciary risk under ERISA. At ...

Read More »

What Are Uncashed Distribution Checks and Why Should I Care?

Uncashed Distribution Checks

(originally published November 23, 2016) What are uncashed distribution checks, and why should I care? Uncashed distribution checks occur when retirement plan participants fail to cash or deposit a distribution ...

Read More »

David Levine on Rash of 401k Lawsuits

David levine

The rash of 401k and 403b lawsuits as well as the new DOL fiduciary rule is shining a bright light on the fiduciary duties of a company sponsoring a ...

Read More »

The Importance of a Fiduciary Audit File

Fiduciary Audit File

  Fulfilling fiduciary obligations under ERISA for defined contribution plans can seem overwhelming but there are simple steps that can be taken to prepare for an audit and keep ...

Read More »