Compliance Video

401k Plan Participant Beneficiaries Difficult to Keep Current

401k Plan Participant Beneficiaries Difficult To Keep Current

401k Plan Participant Beneficiaries are Difficult to Keep Current. During a recent Fiduciary Education Program at Rutgers University Fred Barstein, Founder of The Plan Sponsor University (TPSU), interviewed, Pedro, one ...

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How Can Plan Trustees Know What Plan Documents to Distribute?

Plan Trustees

How Can Plan Trustees Know What Plan Documents to Distribute? Plan Trustees struggle with knowing exactly which plan documents they are required to distribute to 401k plan participants.  After the ...

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DOL Audits: What Triggers Them and Time Spent

DOL Audits

DOL audits are never fun but they are made worse when a new administrator of the company’s 401k plan just takes over and has to put together information maintained ...

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What Are Uncashed Distribution Checks and Why Should I Care?

Uncashed Distribution Checks

(originally published November 23, 2016) What are uncashed distribution checks, and why should I care? Uncashed distribution checks occur when retirement plan participants fail to cash or deposit a distribution ...

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