Compliance

Provider Sued on Alleged High DC Brokerage Fees

brokerage fees

Brokerage windows that allow participants in defined contribution (DC) plans like 401k plans access to funds outside of investments offered within the plan can be troublesome for many reasons ...

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Failing Discrimination Test not a Failure

Rob Wisner

  At a TPSU program held at Lasalle University in Pennsylvania, Adjunct Lecturer Tim Dougherty reviewed with Rob Wisner, from Paragon Alliance, how failing a discrimination test is just ...

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Expert Predicts Fiduciary Training will be Required by Government

mandatory training

One expert thinks that will change, predicting fiduciary training will be a federal mandate, “…lawmakers here and outside the United States will eventually impose universal certification requirements for retirement plan fiduciaries.” Some ...

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Common Mistakes Made with Plan Documents

One of the most important tasks for a professional managing their company’s ERISA retirement plan is to actually read the plan documents. It’s surprising how many people don’t take ...

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