Tag Archives: DOL

401k Plans Fees are Only Part of the Equation

401k Plan Fees are only Part of the Equation. At the conclusion of a TPSU Fiduciary Education Program, there was an in-depth conversation between Fred Barstein, Founder and CEO of ...

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Improving the Knowledge Base of 401k Plan Sponsors

Plan Sponsors Retirement Big Picture

Improving the Knowledge Base of 401k Plan Sponsors. At the conclusion of a recent TPSU Program held at University of Maryland, Adjunct Lecturer, Joe DeNoyior, discusses plan sponsor fiduciary ...

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Plan Audit Red Flags – Automation Plays Important Role

Plan Audit Red Flags - Automation Plays an Important Role

Plan Audit Red Flags – Automation Plays Important Role. Immediately following a recent Fiduciary Education Program held at the University of Georgia, Bruce McFadden, a Certified Public Account, at ...

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Penalties Hit ERISA Plans in Spite of CPA Audits

Penalties Hit Erisa Plans

Penalties Hit Erisa Plans In Spite of CPA Audits By Roland Criss. The Department of Labor (“DOL”) assesses significant penalties for an improperly filed Form 5500. Mistakes on an ...

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Fiduciary Traps for 401k and 403b Plan Sponsors

Fiduciary Traps and Tips

Fiduciary Traps for 401k and 403b Plan Sponsors. A noted large market consulting firm developed a list of 8 fiduciary traps and tips for 401k and 403b plan sponsors which ...

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