Tag Archives: dc plans

What is an Investment Policy Statement, and Why Have One?

Legally, creating an investment policy statement (IPS) isn’t mandatory for defined contribution (DC) plans. But the Department of Labor does require plan sponsors to be prudent about selecting and ...

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Are 401k Service Providers Double Dipping?

Are 401k Service Providers Double Dipping

A Minnesota financial advisor blogs about potential double dipping by 401k record keepers and advisors. With the new DOL conflict of interest rules, providers will be under greater scrutiny. ...

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Five Myths About Outsourcing Investment Decisions

  With the regulatory spotlight shining on fiduciary roles thanks to new, tougher rules from the DOL, more defined contribution (DC) plan sponsors are hiring third parties to handle ...

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