Tag Archives: 401k compliance

Compliance Missteps – Helping Plan Sponsors Steer Clear

Compliance Missteps

Compliance Missteps – Helping Plan Sponsors Steer Clear. Many larger plan sponsors engage a third-party administrator (TPA) or recordkeeper to help them administer their plan in compliance with the ...

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401k Plans Fees are Only Part of the Equation

401k Plan Fees are only Part of the Equation. At the conclusion of a TPSU Fiduciary Education Program, there was an in-depth conversation between Fred Barstein, Founder and CEO of ...

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TIAA Sales Practices in Question – NY Times

TIAA Sales Practices

TIAA may be in hot water, according to a recent New York Times article. The New York attorney general has subpoenaed documents and information related to dubious sales practices ...

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Penalties Hit ERISA Plans in Spite of CPA Audits

Penalties Hit Erisa Plans

Penalties Hit Erisa Plans In Spite of CPA Audits By Roland Criss. The Department of Labor (“DOL”) assesses significant penalties for an improperly filed Form 5500. Mistakes on an ...

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